Schwab Apps & Forms - SCGA Portfolio, Schwab Accounts Only
For other strategies and custodians, please contact us
Sierra Club Green Alpha Portfolio
New Account Instructions (Schwab accounts only) - Simple 5 Step Process
1. Account Application: Charles Schwab & Co., Inc.
- Complete appropriate application
Regular Account Application
IRA Account Application
- Print, sign and date (all named on account must sign)
- Submit to Green Alpha Advisors, LLC (e-mail, fax or mail)
For section by section instructions on how to complete the Schwab applications,
please clik on the appropriate link below:
Regular Account Application Instructions
IRA Account Application Instructions
2. Investment Management Agreement (IMA): Green Alpha Advisors, LLC
- After submitting an executed account application, we will email you an IMA
- Sign and date signature pages
- Submit to Green Alpha Advisors, LLC (e-mail, fax or mail)
3. Required Disclosure: Form ADV Part II
- The SEC requires that all clients receive our Form ADV Part II
- Review and keep for your files (no signature needed)
4. Account Transfer Form: If applicable
- If you are transferring an account from another financial institution, you will need to complete an Account Transfer Form
- Complete form as instructed, sign and date
- Submit to Green Alpha Advisors, LLC (e-mail, fax or mail)
5. Account Funding and Account Access:
- You will be notified once your account has been established at Charles Schwab
- We will provide you with instructions to fund your account
- You will also be provided with instructions on how to access your account online via Charles Schwab's client website: www.schwab.com
